What makes SocialFinServ an all-in-one solution?

Our solution requires no additional software, products or services. It’s ready to be fully operational within 30 days. We have done all of the work so your firm doesn’t have to waste time and money figuring it out. Choose a plan, get implemented, and start connecting your brand to your clients and prospects.

Is it SEC and FINRA compliant?

Yes. Our solutions adhere to the highest industry standards and comply with SEC, FINRA, FCA and other international regulations.

Is the solution SEC Rule 206(4)-1 compliant?

Yes. SocialFinServ adheres to all SEC requirements.

Will suspect content be addressable immediately?

Yes, any content not meeting language rules will be immediately flagged for review with an alert notification sent to  designated personnel.

Does SocialFinServe provide everything I need to launch our firm’s social media program?

Yes. Your firm will need to designate a person in charge of the program (Chief Compliance Officer).

How long does implementation take?

We recommend a 30-day implementation plan.

Are other services like branding, advertising, and SEO services available?

Yes, we have extensive marketing and branding services available to meet all of your firm’s needs. These services can be added to all of our plans.

Do you provide a content library that can be used by employees to select pre-approved content for posting at their leisure?

Yes. Enrolled employees can be given permissions to access content library and post at their leisure.

Is approved content automatically distributed to enrolled social media profiles?

Content is produced and approved by our clients based on a pre-approved editorial calendar. Once content is approved, it's distributed on schedule to the firm's social media networks and to all enrolled employees for their acceptance before its shared with their social media networks. 

Can all social media platforms be used?

No. To ensure the highest levels of regulatory compliance, currently SocialFinServ is available for the following social media platforms: LinkedIn, Facebook and Twitter. More Social Media platforms are under assessment and will be added in the future.